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Chief Compliance Officer · Roc360 Advisors LLC

Susan L. Terenzio

CRD 5653809 · Named on Form ADV at 5 SEC-registered advisers

At a glance

Roc360 Advisors LLC, an SEC-registered private fund adviser based in New York, NY with $1.4 billion in regulatory assets, lists Susan L. Terenzio on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Susan at 4 other registered advisers.

Firms and roles

  • Roc360 Advisors LLCChief Compliance OfficerPrivate fund adviser · New York, NY · $1.4B in regulatory assets
  • 5clp AdvisorChief Compliance OfficerAsset manager · New York, NY · $602M in regulatory assets
  • 5c AdvisorChief Compliance OfficerPrivate fund adviser · New York, NY · $262M in regulatory assets
  • Andalusian Private Capital, LPChief Compliance OfficerAsset manager · New York, NY · $1.8B in regulatory assets
  • Andalusian Credit Partners, LLCChief Compliance OfficerAsset manager · New York, NY · $541M in regulatory assets

AtlasMembers

Susan’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
5 firmsLocked
Control-person status
3 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (16)

11 more people named with Susan on the same filings, with titles and firms. Free in Atlas with a free account.

See all 16 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Susan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.