Owner · Vantage Financial Group, Inc.
George D. Smith
CRD 2427767 · Named on Form ADV at one SEC-registered adviser
At a glance
Vantage Financial Group, Inc., an SEC-registered wealth manager based in Cleveland, OH with $867 million in regulatory assets, lists George D. Smith on its Form ADV as Owner.
Firms and roles
- Vantage Financial Group, Inc.OwnerWealth manager · Cleveland, OH · $867M in regulatory assets
AtlasMembers
George’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2000 (26 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
George’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- William M. McCormickPresident/chief Executive Officer, Vantage Financial Group, Inc.
- Suzanne AerniOwner, Vantage Financial Group, Inc.
- Michelle BearducciOwner, Vantage Financial Group, Inc.
- Michael T. BearducciExecutive Vice President/secretary, Vantage Financial Group, Inc.
- Joseph C. KeanChief Operating Officer, Vantage Financial Group, Inc.
3 more people named with George on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For George’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.