Adviser and broker representative · Cetera Investment Advisers LLC
George J. Randall
CRD 5466088 · Broadview Heights, OH
At a glance
George J. Randall is an investment adviser representative with Cetera Investment Advisers LLC in Broadview Heights, OH, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on George’s SEC record dates to 2008, about 18 years ago. George is also registered as a broker representative.
Current advisory firms
- Cetera Investment Advisers LLCSince June 2023Broadview Heights, OH · $257B in regulatory assets
- Financial Management Strategies, Inc.Since November 2014Broadview Hts., OH · $714M in regulatory assets
SEC adviser record
- Registered since
- 2008 (18 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
George’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.