Chief Compliance Officer & Operations Manager · Saltmarsh Financial Advisors, LLC
George M. Peaden
CRD 4926238 · Named on Form ADV at one SEC-registered adviser
At a glance
Saltmarsh Financial Advisors, LLC, an SEC-registered wealth manager based in Pensacola, FL with $357 million in regulatory assets, lists George M. Peaden on its Form ADV as Chief Compliance Officer & Operations Manager.
Firms and roles
- Saltmarsh Financial Advisors, LLCChief Compliance Officer & Operations ManagerWealth manager · Pensacola, FL · $357M in regulatory assets
AtlasMembers
George’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2005 (21 years)
- Designations
- None on file
- Exams
- Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
George’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Benjamin L. BellChief Executive Officer, Saltmarsh Financial Advisors, LLC
- David C. FulcherChief Financial Officer, Saltmarsh Financial Advisors, LLC
- William J. KellyChief Legal Officer, Saltmarsh Financial Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For George’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.