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Managing Member · Sterneck Capital Management LLC

Frank M. Sterneck

CRD 1171973 · Named on Form ADV at one SEC-registered adviser

At a glance

Sterneck Capital Management LLC, an SEC-registered wealth manager based in Kansas City, MO with $328 million in regulatory assets, lists Frank M. Sterneck on its Form ADV as Managing Member, a control person.

Firms and roles

AtlasMembers

Frank’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Brandie M. GiffinChief Operating Officer; Chief Compliance Officer, Sterneck Capital Management LLC
  • Austin L. DrakeSenior Wealth Manager, Sterneck Capital Management LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Frank’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.