Senior Wealth Manager · Sterneck Capital Management LLC
Austin L. Drake
CRD 6365082 · Named on Form ADV at one SEC-registered adviser
At a glance
Sterneck Capital Management LLC, an SEC-registered wealth manager based in Kansas City, MO with $328 million in regulatory assets, lists Austin L. Drake on its Form ADV as Senior Wealth Manager, a control person.
Firms and roles
- Sterneck Capital Management LLCSenior Wealth ManagerWealth manager · Kansas City, MO · $328M in regulatory assets
AtlasMembers
Austin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Frank M. SterneckManaging Member, Sterneck Capital Management LLC
- Brandie M. GiffinChief Operating Officer; Chief Compliance Officer, Sterneck Capital Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Austin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.