Manager, Member of Compensation Committee, and Senior Managing Director · NYL Investors LLC
Francis M. Harte
CRD 1976402 · Named on Form ADV at 5 SEC-registered advisers
At a glance
NYL Investors LLC, an SEC-registered asset manager based in New York, NY with $329.2 billion in regulatory assets, lists Francis M. Harte on its Form ADV as Manager, Member of Compensation Committee, and Senior Managing Director, a control person. The SEC filings also name Francis at 4 other registered advisers.
Firms and roles
- NYL Investors LLCManager, Member of Compensation Committee, and Senior Managing DirectorAsset manager · New York, NY · $329B in regulatory assets
- Mackay Shields LLCElected TO the Board of ManagersAsset manager · New York, NY · $160B in regulatory assets
- New York Life Investment Management LLCElected ManagerAsset manager · New York, NY · $121B in regulatory assets
- Apogem Capital LLCBoard MemberPrivate fund adviser · New York, NY · $44B in regulatory assets
- Ausbil Investment Management LimitedDirectorAsset manager · Sydney, Australia · $14B in regulatory assets
AtlasMembers
Francis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 5 firmsLocked
- Control-person status
- 5 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (33)
- Dinesh K. NairManager, Managing Director and CFO, NYL Investors LLC
- Alpesh J. RathodVP & Chief Compliance Officer, NYL Investors LLC
- Craig A. SabalManager and Senior Managing Director, NYL Investors LLC
- Colleen C. CooneyManager and Senior Managing Director, NYL Investors LLC
- Maureen A. CroninSVP, General Counsel, & Assistant Secretary, NYL Investors LLC
28 more people named with Francis on the same filings, with titles and firms. Free in Atlas with a free account.
See all 33 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Francis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.