VP & Chief Compliance Officer · NYL Investors LLC
Alpesh J. Rathod
CRD 4940438 · Named on Form ADV at 2 SEC-registered advisers
At a glance
NYL Investors LLC, an SEC-registered asset manager based in New York, NY with $329.2 billion in regulatory assets, lists Alpesh J. Rathod on its Form ADV as VP & Chief Compliance Officer, a control person. The SEC filings also name Alpesh at 1 other registered adviser.
Firms and roles
- NYL Investors LLCVP & Chief Compliance OfficerAsset manager · New York, NY · $329B in regulatory assets
- Flatiron RR LLC, Manager SeriesChief Compliance OfficerPrivate fund adviser · New York, NY · $1.2B in regulatory assets
AtlasMembers
Alpesh’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (12)
- Dinesh K. NairManager, Managing Director and CFO, NYL Investors LLC
- Craig A. SabalManager and Senior Managing Director, NYL Investors LLC
- Colleen C. CooneyManager and Senior Managing Director, NYL Investors LLC
- Maureen A. CroninSVP, General Counsel, & Assistant Secretary, NYL Investors LLC
- Thomas P. O'HanlonSenior Managing Director, NYL Investors LLC
7 more people named with Alpesh on the same filings, with titles and firms. Free in Atlas with a free account.
See all 12 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alpesh’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.