Vice President · Cetera Investment Advisers LLC
Erik B. Niland
CRD 2796476 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Cetera Investment Advisers LLC, an SEC-registered wealth manager based in Schaumburg, IL with $256.8 billion in regulatory assets, lists Erik B. Niland on its Form ADV as Vice President. The SEC filings also name Erik at 2 other registered advisers.
Firms and roles
- Cetera Investment Advisers LLCVice PresidentWealth manager · Schaumburg, IL · $257B in regulatory assets
- Cetera Investment Management LLCVice PresidentAsset manager · Schamburg, IL · $0M in regulatory assets
- Cetera Advisory Services LLCVice PresidentAsset manager · EL Segundo, CA · $0M in regulatory assets
AtlasMembers
Erik’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (22)
- Stanley R. SmileyVice President, Cetera Investment Advisers LLC
- Kristy M. HaleyChief Compliance Officer, Advisory, Cetera Investment Advisers LLC
- Leann R. RummelVice President, Cetera Investment Advisers LLC
- Joseph D. NearyVP, Manager, CEO and President, Cetera Investment Advisers LLC
- Maura R. MizuguchiChief Accounting Officer, Cetera Investment Advisers LLC
17 more people named with Erik on the same filings, with titles and firms. Free in Atlas with a free account.
See all 22 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Erik’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.