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President, Secretary, Treasurer · Thomas J. Herzfeld Advisors, Inc.

Erik M. Herzfeld

CRD 3121564 · Named on Form ADV at one SEC-registered adviser

At a glance

Thomas J. Herzfeld Advisors, Inc., an SEC-registered private fund adviser based in Miami Beach, FL with $890 million in regulatory assets, lists Erik M. Herzfeld on its Form ADV as President, Secretary, Treasurer, a control person.

Firms and roles

AtlasMembers

Erik’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Thomas J. HerzfeldChairman and Sole Director, Thomas J. Herzfeld Advisors, Inc.
  • Thomas K. MorganChief Compliance Officer and Chief Operating Officer, Thomas J. Herzfeld Advisors, Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Erik’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.