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Chief Compliance Officer · EL Menudo Cuenta LLC

Thomas K. Morgan

CRD 5917608 · Named on Form ADV at 3 SEC-registered advisers

At a glance

EL Menudo Cuenta LLC, an SEC-registered wealth manager based in Miami, FL with $3,600 in regulatory assets, lists Thomas K. Morgan on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Thomas at 2 other registered advisers.

Firms and roles

  • EL Menudo Cuenta LLCChief Compliance OfficerWealth manager · Miami, FL · $0M in regulatory assets
  • Thomas J. Herzfeld Advisors, Inc.Chief Compliance Officer and Chief Operating OfficerPrivate fund adviser · Miami Beach, FL · $890M in regulatory assets
  • RR Advisors, LLCChief Compliance OfficerPrivate fund adviser · Dallas, TX · $497M in regulatory assets

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
3 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (9)

4 more people named with Thomas on the same filings, with titles and firms. Free in Atlas with a free account.

See all 9 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.