Managing Partner, General Counsel · Waterton Investment Adviser, L.L.C.
Erick S. Harris
CRD 7024596 · Named on Form ADV at one SEC-registered adviser
At a glance
Waterton Investment Adviser, L.L.C., an SEC-registered private fund adviser based in Chicago, IL with $4.3 billion in regulatory assets, lists Erick S. Harris on its Form ADV as Managing Partner, General Counsel, a control person.
Firms and roles
- Waterton Investment Adviser, L.L.C.Managing Partner, General CounselPrivate fund adviser · Chicago, IL · $4.3B in regulatory assets
AtlasMembers
Erick’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (8)
- David R. SchwartzChief Executive Officer and Chairman, Waterton Investment Adviser, L.L.C.
- Peter M. VilimVice Chairman, Waterton Investment Adviser, L.L.C.
- Tara L. MarszewskiManaging Partner and Chief Financial Officer & Administrative Officer, Waterton Investment Adviser, L.L.C.
- Todd A. JosephChief Compliance Officer, Waterton Investment Adviser, L.L.C.
- Michelle C. WellsManaging Partner, Investor Relations, Waterton Investment Adviser, L.L.C.
3 more people named with Erick on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Erick’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.