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Chief Executive Officer and Chairman · Waterton Investment Adviser, L.L.C.

David R. Schwartz

CRD 6025768 · Named on Form ADV at one SEC-registered adviser

At a glance

Waterton Investment Adviser, L.L.C., an SEC-registered private fund adviser based in Chicago, IL with $4.3 billion in regulatory assets, lists David R. Schwartz on its Form ADV as Chief Executive Officer and Chairman, a control person.

Firms and roles

AtlasMembers

David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

  • Peter M. VilimVice Chairman, Waterton Investment Adviser, L.L.C.
  • Tara L. MarszewskiManaging Partner and Chief Financial Officer & Administrative Officer, Waterton Investment Adviser, L.L.C.
  • Todd A. JosephChief Compliance Officer, Waterton Investment Adviser, L.L.C.
  • Michelle C. WellsManaging Partner, Investor Relations, Waterton Investment Adviser, L.L.C.
  • Stephanie F. BrockManaging Partner, Property Management, Waterton Investment Adviser, L.L.C.

3 more people named with David on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.