President and Managing Director · The Wealth Alliance, LLC
Eric A. Diton
CRD 1437621 · Named on Form ADV at one SEC-registered adviser
At a glance
The Wealth Alliance, LLC, an SEC-registered wealth manager based in Melville, NY with $2.1 billion in regulatory assets, lists Eric A. Diton on its Form ADV as President and Managing Director, a control person.
Firms and roles
- The Wealth Alliance, LLCPresident and Managing DirectorWealth manager · Melville, NY · $2.1B in regulatory assets
AtlasMembers
Eric’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- William G. FraneyChief Financial Officer, The Wealth Alliance, LLC
- Robert J. ConzoChief Executive Officer and Managing Director, The Wealth Alliance, LLC
- Matthew P. ThomsonDirector of Operations, The Wealth Alliance, LLC
- Karin M. TirrellChief Compliance Officer, The Wealth Alliance, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Eric’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.