Chief Compliance Officer · The Wealth Alliance, LLC
Karin M. Tirrell
CRD 4013173 · Named on Form ADV at one SEC-registered adviser
At a glance
The Wealth Alliance, LLC, an SEC-registered wealth manager based in Melville, NY with $2.1 billion in regulatory assets, lists Karin M. Tirrell on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- The Wealth Alliance, LLCChief Compliance OfficerWealth manager · Melville, NY · $2.1B in regulatory assets
AtlasMembers
Karin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- William G. FraneyChief Financial Officer, The Wealth Alliance, LLC
- Robert J. ConzoChief Executive Officer and Managing Director, The Wealth Alliance, LLC
- Eric A. DitonPresident and Managing Director, The Wealth Alliance, LLC
- Matthew P. ThomsonDirector of Operations, The Wealth Alliance, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Karin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.