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Chief Compliance Officer and Deputy General Counsel · Haveli Investment Management LLC

Della P. Richardson

CRD 7475261 · Named on Form ADV at one SEC-registered adviser

At a glance

Haveli Investment Management LLC, an SEC-registered private fund adviser based in Austin, TX with $6.0 billion in regulatory assets, lists Della P. Richardson on its Form ADV as Chief Compliance Officer and Deputy General Counsel, a control person.

Firms and roles

AtlasMembers

Della’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Brian N ShethChief Executive Officer & Chief Investment Officer, Haveli Investment Management LLC
  • Jason L. MathewsChief Operating Officer, Haveli Investment Management LLC
  • Nora CappelliniChief Financial Officer, Haveli Investment Management LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Della’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.