Chief Executive Officer & Chief Investment Officer · Haveli Investment Management LLC
Brian N. Sheth
CRD 2983993 · Named on Form ADV at one SEC-registered adviser
At a glance
Haveli Investment Management LLC, an SEC-registered private fund adviser based in Austin, TX with $6.0 billion in regulatory assets, lists Brian N. Sheth on its Form ADV as Chief Executive Officer & Chief Investment Officer, a control person.
Firms and roles
- Haveli Investment Management LLCChief Executive Officer & Chief Investment OfficerPrivate fund adviser · Austin, TX · $6.0B in regulatory assets
AtlasMembers
Brian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Della P. RichardsonChief Compliance Officer and Deputy General Counsel, Haveli Investment Management LLC
- Jason L. MathewsChief Operating Officer, Haveli Investment Management LLC
- Nora CappelliniChief Financial Officer, Haveli Investment Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.