Chief Compliance Officer · Seix CLO Management LLC
Deirdre A. Dillon
CRD 5469512 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Seix CLO Management LLC, an SEC-registered private fund adviser based in Park Ridge, NJ with $336 million in regulatory assets, lists Deirdre A. Dillon on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Deirdre at 1 other registered adviser.
Firms and roles
- Seix CLO Management LLCChief Compliance OfficerPrivate fund adviser · Park Ridge, NJ · $336M in regulatory assets
- Virtus Fixed Income Advisers, LLCChief Compliance OfficerAsset manager · Hartford, CT · $35B in regulatory assets
AtlasMembers
Deirdre’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- George R. AylwardChief Executive Officer, Seix CLO Management LLC
- Michael A. AngerthalEVP, Chief Financial Officer, Seix CLO Management LLC
- Richard W. SmirlExecutive Vice President, Virtus Fixed Income Advisers, LLC
- Andra C. PurkalitisExecutive Vice President and Chief Legal Officer, Virtus Fixed Income Advisers, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Deirdre’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.