Adviser and broker representative · Castle Rock Wealth Management, LLC
Dean O. Leonard
CRD 1275073 · Walnut Creek, CA
At a glance
Dean O. Leonard is an investment adviser representative with Castle Rock Wealth Management, LLC in Walnut Creek, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Dean’s SEC record dates to 1997, about 29 years ago. Dean is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Castle Rock Wealth Management, LLCSince September 2023Walnut Creek, CA · $587M in regulatory assets
SEC adviser record
- Registered since
- 1997 (29 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Dean’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.