Chief Operations Officer · MWA Financial Services, Inc.
Dawn M Jensen
CRD 4936560 · Named on Form ADV at one SEC-registered adviser
At a glance
MWA Financial Services, Inc., an SEC-registered broker-dealer firm based in Rock Island, IL with $640 million in regulatory assets, lists Dawn M Jensen on its Form ADV as Chief Operations Officer, a control person.
Firms and roles
- MWA Financial Services, Inc.Chief Operations OfficerBroker-dealer firm · Rock Island, IL · $640M in regulatory assets
AtlasMembers
Dawn’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (8)
- Todd David SwansonTreasurer, MWA Financial Services, Inc.
- Jerald James LyphoutDirector, MWA Financial Services, Inc.
- Clint Joseph PogemillerPresident/chairman, MWA Financial Services, Inc.
- Lester Lee BohnertDirector, MWA Financial Services, Inc.
- Kellie Marie RechChief Compliance Officer, MWA Financial Services, Inc.
3 more people named with Dawn on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dawn’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.