President/chairman · MWA Financial Services, Inc.
Clint Joseph Pogemiller
CRD 2977743 · Named on Form ADV at one SEC-registered adviser
At a glance
MWA Financial Services, Inc., an SEC-registered broker-dealer firm based in Rock Island, IL with $640 million in regulatory assets, lists Clint Joseph Pogemiller on its Form ADV as President/chairman, a control person.
Firms and roles
- MWA Financial Services, Inc.President/chairmanBroker-dealer firm · Rock Island, IL · $640M in regulatory assets
AtlasMembers
Clint’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2004 (22 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Clint’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Todd David SwansonTreasurer, MWA Financial Services, Inc.
- Jerald James LyphoutDirector, MWA Financial Services, Inc.
- Lester Lee BohnertDirector, MWA Financial Services, Inc.
- Kellie Marie RechChief Compliance Officer, MWA Financial Services, Inc.
- Dawn M JensenChief Operations Officer, MWA Financial Services, Inc.
3 more people named with Clint on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Clint’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.