Vice President - Chief Operations Officer · Northwestern Mutual Investment Services,llc
Dawn Marie Kalinowski
CRD 2770565 · Named on Form ADV at one SEC-registered adviser
At a glance
Northwestern Mutual Investment Services,llc, an SEC-registered broker-dealer firm based in Milwaukee, WI with $0 in regulatory assets, lists Dawn Marie Kalinowski on its Form ADV as Vice President - Chief Operations Officer, a control person.
Firms and roles
- Northwestern Mutual Investment Services,llcVice President - Chief Operations OfficerBroker-dealer firm · Milwaukee, WI · $0M in regulatory assets
AtlasMembers
Dawn’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 1997 (28 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Dawn’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Bradley Leahy EullSecretary, Northwestern Mutual Investment Services,llc
- Quentin Michael DollVice President - Risk Products, Northwestern Mutual Investment Services,llc
- Deborah Allison SchultzVice President and Chief Risk Officer, Northwestern Mutual Investment Services,llc
- Laila M ValtersPresident and CEO, Northwestern Mutual Investment Services,llc
- Bonnie Lynn TomczakVice President - Wealth, Northwestern Mutual Investment Services,llc
2 more people named with Dawn on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dawn’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.