Vp · Independence Capital Co., Inc.
David William Toetz
CRD 1379388 · Named on Form ADV at one SEC-registered adviser
At a glance
Independence Capital Co., Inc., an SEC-registered broker-dealer firm based in Parma, OH with $119 million in regulatory assets, lists David William Toetz on its Form ADV as Vp, a control person.
Firms and roles
- Independence Capital Co., Inc.VpBroker-dealer firm · Parma, OH · $119M in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Thomas Gregory ScheimanPresident, Crop, Srop, Independence Capital Co., Inc.
- Dennis Clarence TwarogowskiChief Compliance Officer, Independence Capital Co., Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.