Chief Compliance Officer · Independence Capital Co., Inc.
Dennis Clarence Twarogowski
CRD 1033169 · Named on Form ADV at one SEC-registered adviser
At a glance
Independence Capital Co., Inc., an SEC-registered broker-dealer firm based in Parma, OH with $119 million in regulatory assets, lists Dennis Clarence Twarogowski on its Form ADV as Chief Compliance Officer.
Firms and roles
- Independence Capital Co., Inc.Chief Compliance OfficerBroker-dealer firm · Parma, OH · $119M in regulatory assets
AtlasMembers
Dennis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2005 (21 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Dennis’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Thomas Gregory ScheimanPresident, Crop, Srop, Independence Capital Co., Inc.
- David William ToetzVp, Independence Capital Co., Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dennis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.