Asst. Secretary · Cetera Investment Advisers LLC
David J. Van Havermaat
CRD 7042846 · Named on Form ADV at 4 SEC-registered advisers
At a glance
Cetera Investment Advisers LLC, an SEC-registered wealth manager based in Schaumburg, IL with $256.8 billion in regulatory assets, lists David J. Van Havermaat on its Form ADV as Asst. Secretary, a control person. The SEC filings also name David at 3 other registered advisers.
Firms and roles
- Cetera Investment Advisers LLCAsst. SecretaryWealth manager · Schaumburg, IL · $257B in regulatory assets
- Avantax Planning Partners, Inc.Asst. SecretaryWealth manager · Dubuque, IA · $7.6B in regulatory assets
- Cetera Investment Management LLCAssistant SecretaryAsset manager · Schamburg, IL · $0M in regulatory assets
- Cetera Advisory Services LLCAssistant SecretaryAsset manager · EL Segundo, CA · $0M in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 4 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (27)
- Stanley R. SmileyVice President, Cetera Investment Advisers LLC
- Kristy M. HaleyChief Compliance Officer, Advisory, Cetera Investment Advisers LLC
- Leann R. RummelVice President, Cetera Investment Advisers LLC
- Joseph D. NearyVP, Manager, CEO and President, Cetera Investment Advisers LLC
- Maura R. MizuguchiChief Accounting Officer, Cetera Investment Advisers LLC
22 more people named with David on the same filings, with titles and firms. Free in Atlas with a free account.
See all 27 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.