Manager · First Trust Capital Management L.P.
David A. Sternberg
CRD 2352273 · Named on Form ADV at one SEC-registered adviser
At a glance
First Trust Capital Management L.P., an SEC-registered asset manager based in Chicago, IL with $12.7 billion in regulatory assets, lists David A. Sternberg on its Form ADV as Manager, a control person.
Firms and roles
- First Trust Capital Management L.P.ManagerAsset manager · Chicago, IL · $13B in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Michael D. PeckCeo/co-Cio, First Trust Capital Management L.P.
- Chad S. EisenbergChief Operating Officer, First Trust Capital Management L.P.
- Marc D BassewitzGeneral Counsel, First Trust Capital Management L.P.
- Yadira GuzmanCFO, First Trust Capital Management L.P.
- Thomas ReckleyPresident, First Trust Capital Management L.P.
2 more people named with David on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.