CFO · First Trust Capital Management L.P.
Yadira Guzman
CRD 7710070 · Named on Form ADV at one SEC-registered adviser
At a glance
First Trust Capital Management L.P., an SEC-registered asset manager based in Chicago, IL with $12.7 billion in regulatory assets, lists Yadira Guzman on its Form ADV as CFO, a control person.
Firms and roles
- First Trust Capital Management L.P.CFOAsset manager · Chicago, IL · $13B in regulatory assets
AtlasMembers
Yadira’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings (6)
- Michael D. PeckCeo/co-Cio, First Trust Capital Management L.P.
- Chad S. EisenbergChief Operating Officer, First Trust Capital Management L.P.
- Marc D BassewitzGeneral Counsel, First Trust Capital Management L.P.
- Thomas ReckleyPresident, First Trust Capital Management L.P.
- Jennifer Y. KennyChief Compliance Officer, First Trust Capital Management L.P.
1 more person named with Yadira on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Yadira’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.