Chairman of the Board of Managers · Penn Mutual Asset Management, LLC
David Michael O'Malley
CRD 4468593 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Penn Mutual Asset Management, LLC, an SEC-registered asset manager based in Conshohocken, PA with $42.3 billion in regulatory assets, lists David Michael O'Malley on its Form ADV as Chairman of the Board of Managers, a control person. The SEC filings also name David at 1 other registered adviser.
Firms and roles
- Penn Mutual Asset Management, LLCChairman of the Board of ManagersAsset manager · Conshohocken, PA · $42B in regulatory assets
- Hornor, Townsend & Kent, LLCChairman and ManagerBroker-dealer firm · Conshohocken, PA · $9.0B in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Locked
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Colleagues named on the same filings (10)
- Victoria Marie RobinsonChief Compliance Officer, Manager of Board of Managers, Penn Mutual Asset Management, LLC
- Keith Gordon HuckerbyChief Operating Officer, Manager of Board of Managers, Penn Mutual Asset Management, LLC
- Richard M. KlenkManager of Board of Managers, Penn Mutual Asset Management, LLC
- Stephen C. KennedyManager of Board of Managers, Penn Mutual Asset Management, LLC
- Ann-Marie MasonChief Legal Officer and Secretary, Hornor, Townsend & Kent, LLC
5 more people named with David on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.