Chief Operating Officer, Manager of Board of Managers · Penn Mutual Asset Management, LLC
Keith Gordon Huckerby
CRD 2641591 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Penn Mutual Asset Management, LLC, an SEC-registered asset manager based in Conshohocken, PA with $42.3 billion in regulatory assets, lists Keith Gordon Huckerby on its Form ADV as Chief Operating Officer, Manager of Board of Managers. The SEC filings also name Keith at 1 other registered adviser.
Firms and roles
- Penn Mutual Asset Management, LLCChief Operating Officer, Manager of Board of ManagersAsset manager · Conshohocken, PA · $42B in regulatory assets
- Hornor, Townsend & Kent, LLCManagerBroker-dealer firm · Conshohocken, PA · $9.0B in regulatory assets
AtlasMembers
Keith’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (10)
- Victoria Marie RobinsonChief Compliance Officer, Manager of Board of Managers, Penn Mutual Asset Management, LLC
- David Michael O'MalleyChairman of the Board of Managers, Penn Mutual Asset Management, LLC
- Richard M. KlenkManager of Board of Managers, Penn Mutual Asset Management, LLC
- Stephen C. KennedyManager of Board of Managers, Penn Mutual Asset Management, LLC
- Ann-Marie MasonChief Legal Officer and Secretary, Hornor, Townsend & Kent, LLC
5 more people named with Keith on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Keith’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.