Chief Compliance Officer · Thrivent Advisor Network, LLC
David Belotte
CRD 4418769 · Named on Form ADV at one SEC-registered adviser
At a glance
Thrivent Advisor Network, LLC, an SEC-registered wealth manager based in Minneapolis, MN with $6.8 billion in regulatory assets, lists David Belotte on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Thrivent Advisor Network, LLCChief Compliance OfficerWealth manager · Minneapolis, MN · $6.8B in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (10)
- Tonia Nicole James GilchristChief Legal Officer & Secretary, Thrivent Advisor Network, LLC
- Paul Roberts JohnstonElected Manager, Thrivent Advisor Network, LLC
- Nicholas M CecereElected Manager, Thrivent Advisor Network, LLC
- Juli WilderVice President, Thrivent Advisor Network, LLC
- Douglas E. GroveVice President, Thrivent Advisor Network, LLC
5 more people named with David on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.