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Chief Legal Officer & Secretary · Thrivent Investment Management Inc.

Tonia Nicole James Gilchrist

CRD 4777233 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Thrivent Investment Management Inc., an SEC-registered broker-dealer firm based in Minneapolis, MN with $20.8 billion in regulatory assets, lists Tonia Nicole James Gilchrist on its Form ADV as Chief Legal Officer & Secretary, a control person. The SEC filings also name Tonia at 1 other registered adviser.

Firms and roles

AtlasMembers

Tonia’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (14)

9 more people named with Tonia on the same filings, with titles and firms. Free in Atlas with a free account.

See all 14 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Tonia’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.