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Managing Member/chief Compliance Officer · Wardroom Partners

Daniel J. Ledva

CRD 4607231 · Named on Form ADV at one SEC-registered adviser

At a glance

Wardroom Partners, an SEC-registered broker-dealer firm with $206 million in regulatory assets, lists Daniel J. Ledva on its Form ADV as Managing Member/chief Compliance Officer, a control person.

Firms and roles

  • Wardroom PartnersManaging Member/chief Compliance OfficerBroker-dealer firm · United States · $206M in regulatory assets

AtlasMembers

Daniel’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Daniel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.