Managing Member · Wardroom Partners
Brian A. Rathjen
CRD 2819977 · Named on Form ADV at one SEC-registered adviser
At a glance
Wardroom Partners, an SEC-registered broker-dealer firm with $206 million in regulatory assets, lists Brian A. Rathjen on its Form ADV as Managing Member, a control person.
Firms and roles
- Wardroom PartnersManaging MemberBroker-dealer firm · United States · $206M in regulatory assets
AtlasMembers
Brian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Daniel J. LedvaManaging Member/chief Compliance Officer, Wardroom Partners
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.