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Shareholder · Midwest Professional Planners, LTD.

Dang J. Nguyen

CRD 4161696 · Named on Form ADV at one SEC-registered adviser

At a glance

Midwest Professional Planners, LTD., an SEC-registered wealth manager based in Wausau, WI with $649 million in regulatory assets, lists Dang J. Nguyen on its Form ADV as Shareholder.

Firms and roles

AtlasMembers

Dang’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

SEC adviser record

Registered since
2003 (23 years)
Designations
Chartered Financial Analyst
Exams
Series 63, Series 66
Registered in
1 state
Also a broker representative
No
Disclosures on record
None

AtlasMembers

Dang’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
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Previous firms, with start and end dates
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Employment history
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States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (14)

9 more people named with Dang on the same filings, with titles and firms. Free in Atlas with a free account.

See all 14 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dang’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.