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Chief Compliance Officer · Parametric Portfolio Associates

Cindy M. Kim

CRD 3105341 · Named on Form ADV at one SEC-registered adviser

At a glance

Parametric Portfolio Associates, an SEC-registered wealth manager based in Seattle, WA with $684.8 billion in regulatory assets, lists Cindy M. Kim on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Cindy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Thomas B. LeeCo-President, Chief Investment Officer, Parametric Portfolio Associates
  • Ranjit KapilaCo-President, Chief Technology Officer and Head of Operations, Parametric Portfolio Associates
  • Benjamin P. HammesHead of Derivatives Advisory Compliance, Parametric Portfolio Associates
  • Melissa G. FellChief Administrative Officer, Parametric Portfolio Associates

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Cindy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.