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Head of Derivatives Advisory Compliance · Parametric Portfolio Associates

Benjamin P. Hammes

CRD 2973966 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Parametric Portfolio Associates, an SEC-registered wealth manager based in Seattle, WA with $684.8 billion in regulatory assets, lists Benjamin P. Hammes on its Form ADV as Head of Derivatives Advisory Compliance, a control person. The SEC filings also name Benjamin at 2 other registered advisers.

Firms and roles

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Benjamin’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (22)

  • Thomas B. LeeCo-President, Chief Investment Officer, Parametric Portfolio Associates
  • Ranjit KapilaCo-President, Chief Technology Officer and Head of Operations, Parametric Portfolio Associates
  • Cindy M. KimChief Compliance Officer, Parametric Portfolio Associates
  • Melissa G. FellChief Administrative Officer, Parametric Portfolio Associates
  • Deidre A. DownesChief Compliance Officer & Managing Director, Morgan Stanley Investment Management Inc.

17 more people named with Benjamin on the same filings, with titles and firms. Free in Atlas with a free account.

See all 22 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Benjamin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.