Compliance Associate · Saxony Capital Management, LLC
Christopher Z. Dye
CRD 7641098 · Named on Form ADV at one SEC-registered adviser
At a glance
Saxony Capital Management, LLC, an SEC-registered wealth manager based in Saint Louis, MO with $368 million in regulatory assets, lists Christopher Z. Dye on its Form ADV as Compliance Associate.
Firms and roles
- Saxony Capital Management, LLCCompliance AssociateWealth manager · Saint Louis, MO · $368M in regulatory assets
AtlasMembers
Christopher’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings (6)
- Mark S. ThompsonChief Compliance Officer, Saxony Capital Management, LLC
- Kurt R. PalosSenior Vice President, Saxony Capital Management, LLC
- Ryan C. KlumpPresident, Saxony Capital Management, LLC
- Lynn R. GriffardSenior Vice President, Saxony Capital Management, LLC
- Charles A. DairaghiSenior Vice President, Saxony Capital Management, LLC
1 more person named with Christopher on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Christopher’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.