Senior Vice President · Saxony Capital Management, LLC
Charles A. Dairaghi
CRD 4449265 · Named on Form ADV at one SEC-registered adviser
At a glance
Saxony Capital Management, LLC, an SEC-registered wealth manager based in Saint Louis, MO with $368 million in regulatory assets, lists Charles A. Dairaghi on its Form ADV as Senior Vice President.
Firms and roles
- Saxony Capital Management, LLCSenior Vice PresidentWealth manager · Saint Louis, MO · $368M in regulatory assets
AtlasMembers
Charles’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Mark S. ThompsonChief Compliance Officer, Saxony Capital Management, LLC
- Kurt R. PalosSenior Vice President, Saxony Capital Management, LLC
- Ryan C. KlumpPresident, Saxony Capital Management, LLC
- Christopher Z. DyeCompliance Associate, Saxony Capital Management, LLC
- Lynn R. GriffardSenior Vice President, Saxony Capital Management, LLC
1 more person named with Charles on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Charles’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.