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Member · Oxford Lane Management, LLC

Charles M. Royce

CRD 406314 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Oxford Lane Management, LLC, an SEC-registered asset manager based in Greenwich, CT with $2.3 billion in regulatory assets, lists Charles M. Royce on its Form ADV as Member. The SEC filings also name Charles at 1 other registered adviser.

Firms and roles

AtlasMembers

Charles’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

1 more person named with Charles on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Charles’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.