Adviser and broker representative · Nations Financial Group, Inc.
Chad J. Kruse
CRD 3117191 · Dubuque, IA
At a glance
Chad J. Kruse is an investment adviser representative with Nations Financial Group, Inc. in Dubuque, IA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Chad’s SEC record dates to 2001, about 25 years ago. Chad is also registered as a broker representative.
Current advisory firm
- Nations Financial Group, Inc.Since June 2016Dubuque, IA · $4.8B in regulatory assets
SEC adviser record
- Registered since
- 2001 (25 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Chad’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.