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President, Chief Compliance Officer · Berkeley Advisors, Inc.

Catherine M. Mathis

CRD 4988760 · Named on Form ADV at one SEC-registered adviser

At a glance

Berkeley Advisors, Inc., an SEC-registered wealth manager based in Atlanta, GA with $125 million in regulatory assets, lists Catherine M. Mathis on its Form ADV as President, Chief Compliance Officer, a control person.

Firms and roles

  • Berkeley Advisors, Inc.President, Chief Compliance OfficerWealth manager · Atlanta, GA · $125M in regulatory assets

AtlasMembers

Catherine’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Catherine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.