Vice President · Berkeley Advisors, Inc.
Allan T. Mathis
CRD 7147849 · Named on Form ADV at one SEC-registered adviser
At a glance
Berkeley Advisors, Inc., an SEC-registered wealth manager based in Atlanta, GA with $125 million in regulatory assets, lists Allan T. Mathis on its Form ADV as Vice President, a control person.
Firms and roles
- Berkeley Advisors, Inc.Vice PresidentWealth manager · Atlanta, GA · $125M in regulatory assets
AtlasMembers
Allan’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Catherine M. MathisPresident, Chief Compliance Officer, Berkeley Advisors, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Allan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.