Adviser and broker representative · New York Life Investment Management LLC
Cassandra Nichols
CRD 5350732 · Glen Ellyn, IL
At a glance
Cassandra Nichols is an investment adviser representative with New York Life Investment Management LLC in Glen Ellyn, IL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Cassandra’s SEC record dates to 2007, about 18 years ago. Cassandra is also registered as a broker representative.
Current advisory firm
- New York Life Investment Management LLCSince March 2023Glen Ellyn, IL · $121B in regulatory assets
SEC adviser record
- Registered since
- 2007 (18 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Cassandra’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.