Adviser and broker representative · New York Life Investment Management LLC
Lotus T. Arthur
CRD 5966613 · New York, NY
At a glance
Lotus T. Arthur is an investment adviser representative with New York Life Investment Management LLC in New York, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Lotus’s SEC record dates to 2012, about 14 years ago. Lotus is also registered as a broker representative.
Current advisory firm
- New York Life Investment Management LLCSince May 2015New York, NY · $121B in regulatory assets
SEC adviser record
- Registered since
- 2012 (14 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Lotus’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.