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Chief Compliance Officer · Mutual of Omaha Investor Services, Inc.

Briana Dawn Hughes

CRD 4268240 · Named on Form ADV at one SEC-registered adviser

At a glance

Mutual of Omaha Investor Services, Inc., an SEC-registered broker-dealer firm based in Omaha, NE with $32 million in regulatory assets, lists Briana Dawn Hughes on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Briana’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Adam D ProskovecPresident and Principal Operations Officer, Mutual of Omaha Investor Services, Inc.
  • Evan Richard BeesPrincipal Financial Officer, Mutual of Omaha Investor Services, Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Briana’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.