President and Principal Operations Officer · Mutual of Omaha Investor Services, Inc.
Adam D Proskovec
CRD 4957628 · Named on Form ADV at one SEC-registered adviser
At a glance
Mutual of Omaha Investor Services, Inc., an SEC-registered broker-dealer firm based in Omaha, NE with $32 million in regulatory assets, lists Adam D Proskovec on its Form ADV as President and Principal Operations Officer, a control person.
Firms and roles
- Mutual of Omaha Investor Services, Inc.President and Principal Operations OfficerBroker-dealer firm · Omaha, NE · $32M in regulatory assets
AtlasMembers
Adam’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Evan Richard BeesPrincipal Financial Officer, Mutual of Omaha Investor Services, Inc.
- Briana Dawn HughesChief Compliance Officer, Mutual of Omaha Investor Services, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Adam’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.