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Chief Compliance Officer · Carl Marks Management Company, LLC

Brian Shanly

CRD 6738914 · Named on Form ADV at one SEC-registered adviser

At a glance

Carl Marks Management Company, LLC, an SEC-registered private fund adviser based in New York, NY with $374 million in regulatory assets, lists Brian Shanly on its Form ADV as Chief Compliance Officer.

Firms and roles

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Brian’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

1 more person named with Brian on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.