Controller · Carl Marks Management Company, LLC
Maria A. Rios
CRD 4745356 · Named on Form ADV at one SEC-registered adviser
At a glance
Carl Marks Management Company, LLC, an SEC-registered private fund adviser based in New York, NY with $374 million in regulatory assets, lists Maria A. Rios on its Form ADV as Controller.
Firms and roles
- Carl Marks Management Company, LLCControllerPrivate fund adviser · New York, NY · $374M in regulatory assets
AtlasMembers
Maria’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings (6)
- Robert C RuoccoManaging Member, Carl Marks Management Company, LLC
- Andrew M. BoasManaging Member, Carl Marks Management Company, LLC
- James F. WilsonManaging Member, Carl Marks Management Company, LLC
- Michael S. LeeManaging Member/chief Investment Officer, Carl Marks Management Company, LLC
- Esteban J. RakelaManaging Member, Carl Marks Management Company, LLC
1 more person named with Maria on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Maria’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.