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General Counsel and Chief Compliance Officer · Polen International Equity LLC

Brian D. Goldberg

CRD 6403077 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Polen International Equity LLC, an SEC-registered asset manager based in Boca Raton, FL with $0 in regulatory assets, lists Brian D. Goldberg on its Form ADV as General Counsel and Chief Compliance Officer, a control person. The SEC filings also name Brian at 2 other registered advisers.

Firms and roles

AtlasMembers

Brian’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (14)

  • Ajoy ReddiMember and Portfolio Manager, Polen International Equity LLC
  • Stanley C. MossChief Executive Officer, Polen International Equity LLC
  • Kevin M DolsenChief Operating Officer, Polen International Equity LLC
  • Graham M. WardChief Financial Officer, Polen International Equity LLC
  • John B. DoggettChief Administrative Officer, Polen International Equity LLC

9 more people named with Brian on the same filings, with titles and firms. Free in Atlas with a free account.

See all 14 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.