Chief Compliance Officer/general Counsel · Polen Capital Credit, LLC
Joshua L. McCarthy
CRD 4932145 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Polen Capital Credit, LLC, an SEC-registered asset manager based in Waltham, MA with $6.1 billion in regulatory assets, lists Joshua L. McCarthy on its Form ADV as Chief Compliance Officer/general Counsel. The SEC filings also name Joshua at 1 other registered adviser.
Firms and roles
- Polen Capital Credit, LLCChief Compliance Officer/general CounselAsset manager · Waltham, MA · $6.1B in regulatory assets
- Polen Capital CLO Management, LLCChief Compliance OfficerPrivate fund adviser · Waltham, MA · $808M in regulatory assets
AtlasMembers
Joshua’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Stanley C. MossChief Executive Officer, Polen Capital Credit, LLC
- Brian D. GoldbergSecretary, Polen Capital Credit, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joshua’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.